Page 466 - 《期货和衍生品行业监管动态》（2022年合集）

期货和衍生品行业监管动态

请利益相关方，特别是 CCPs、清算会员、直接或间接客户、以及参与 CCPs

恢复和处置的主管当局，于 2022 年 12 月 1 日前提交意见。ESMA 将考虑其收到

的反馈意见，以期在 2023 年第一季度前发布最终报告。

ESMA Consults on CCP Business Reorganisation Plans (2022/9/22)

The European Securities and Markets Authority (ESMA), the EU’s securities

markets regulator, today published a consultation paper seeking views on proposed

rules for Central Counterparties’ (CCPs) business reorganisation plans. The proposed

rules are part of the CCPs resolution regime under the CCPRRR.

The draft Regulatory Technical Standard (RTS) provides clarifications and

covers the minimum elements to be included in the business reorganisation plans that

CCPs are expected to implement as part of their resolution tools under CCPRRR, as

well as the criteria to be fulfilled by them.

The objective of the proposed measures is to ensure that CCPs which are failing

or likely to fail, maintain continuity of their critical functions and core business lines,

as well as to reduce the impact of any failure on the EU financial system.

Next steps

Stakeholders, particularly CCPs, clearing members, direct and indirect clients, as

well as the competent authorities involved in CCP recovery and resolution are invited

to submit their input by 1 December 2022. ESMA will consider the feedback it

receives to the consultation with a view to publishing the final reports by Q1 2023.

https://www.esma.europa.eu/press-news/esma-news/esma-consults-ccp-business-reor

ganisation-plans

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