Page 228 - 《期货和衍生品行业监管动态》（2022年合集）

期货和衍生品行业监管动态

ESMA 将通过进一步推动对具有可持续性特征的投资基金的统一监管，与

NCAs 密切合作打击洗绿行为。根据《可持续金融披露规定的监管技术标准》

（SFDR RTS）于 2023 年 1 月 1 日开始实施后的情况，如有必要，ESMA 将更

新监管简报。

ESMA Provides Supervisors with Guidance on the Integration of Sustainability

Risks and Disclosures in the Area of Asset Management (2022/6/6)

The European Securities and Markets Authority (ESMA), the EU’s securities

markets regulator, today publishes a Supervisory Briefing to ensure convergence

across the European Union (EU) in the supervision of investment funds with

sustainability features, and in combating greenwashing by investment funds.

This work will help combat greenwashing by establishing common supervisory
criteria for National Competent Authorities (NCAs), to effectively supervise

investment funds with sustainability features.

This briefing covers the following areas:

 Guidance for the supervision of fund documentation and marketing

material, as well as guiding principles on the use of sustainability-related

terms in funds’ names; and

 Guidance for convergent supervision of the integration of

sustainability risks by AIFMs and UCITS managers

 Today’s publication is part of the actions to implement ESMA’s

Sustainable Finance Roadmap, namely the consistent implementation of new

requirements applicable to asset managers by developing new supervisory

briefing(s).

Next steps

ESMA will work closely with NCAs to combat greenwashing, by promoting

回 到 首 页 191 回 到 目 录