Page 146 - 《期货和衍生品行业监管动态》（2022年合集）
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期货和衍生品行业监管动态
entities (SOEs), including in Brazil, Cameroon, Nigeria, and Venezuela, and
misappropriation of confidential information from employees and agents of certain
SOEs, including in Mexico. Glencore or its affiliates made the corrupt payments in
exchange for improper preferential treatment and access to trades with the SOEs.
Glencore’s conduct was intended to and did secure unlawful competitive advantages
in trading physical oil products and related derivatives to the detriment of its
counterparties and market participants.
As reflected in the order, Glencore’s unlawful conduct involved traders and other
personnel throughout its oil trading group, including senior traders, desk heads, and
supervisors up to and including the global head of the oil group, and resulted in
hundreds of millions of dollars in improper gains.
Parallel Criminal Actions
The Fraud Section of the Department of Justice’s Criminal Division today
announced two separate criminal actions against Glencore. The CFTC order
recognizes and offsets certain forfeiture and penalty payments to be made to the DOJ
in those cases. The U.K. Serious Fraud Office also announced separate criminal
charges against Glencore.
https://www.cftc.gov/PressRoom/PressReleases/8534-22
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