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期货和衍生品行业监管动态

heightening the cost for offenders. Last but not least, strengthening institutional
inclusiveness. Giving consideration to the practice of and market demands for

enhancing capital markets opening-up, the Trial Measures relaxes investor eligibility

restrictions when domestic companies directly list or offer securities in overseas

markets under certain circumstances in order to facilitate “full circulation”

arrangements. The Trial Measures eases currency restriction for overseas fund

raising and dividend payment, with a view to meeting demands to raise RMB funds

overseas. The supporting guidelines cover topics such as application of regulations,

content and format of filing documents, content required for reporting,

communications around filing, and filing by overseas securities companies, providing

further clarity and granularity on filing procedures.

China stays committed to further opening up its capital markets. The Trial

Measures will provide stronger support for domestic companies to list and offer
securities on overseas markets, and make lawful use of both domestic and overseas

market resources for regulated and sound growth.

http://www.csrc.gov.cn/csrc/c100028/c7124479/content.shtml

6. 中国证监会 中国人民银行联合发布《重要货币市场基金监管暂行规定》（2023

年 2 月 17 日）

近日，为强化重要货币市场基金监管，证监会联合中国人民银行共同发布《重

要货币市场基金监管暂行规定》（以下简称《暂行规定》）。

《暂行规定》共五章二十条，主要内容包括：一是明确重要货币市场基金的

定义及评估条件、标准、程序，有效识别重要货币市场基金；二是明确重要货币

市场基金的特别监管要求，增强基金管理人及产品抗风险能力；三是明确重要货

币市场基金的风险防控和处置机制。

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