Page 30 - 期货和衍生品行业监管动态（2023年1月）

期货和衍生品行业监管动态

管实践经验，结合当前期货市场发展现状和监管工作需要，起草了《暂行规定》。

《暂行规定》重点对期货市场运行多年的成熟做法经验进行总结梳理，对持仓限

额、套期保值、大户持仓报告、持仓合并等基础性制度的内涵、制定或调整原则、
适用情形、参与各方义务等作出规定，以增强持仓管理的系统性和针对性，提升

期货市场监管效能。意见反馈截止时间为 2023 年 1 月 29 日。

China Securities Regulatory Commission Solicits Public Comments on the

Interim Provisions on the Administration of Positions in Futures Market (Draft for

Comments) (2022/12/30)

To enforce the Futures and Derivatives Law of the People's Republic of China

(hereinafter referred to as the FDL), CSRC has drafted the Interim Provisions on the

Administration of Positions in Futures Market (Draft for Comments) (hereinafter

referred to as the Interim Provisions), which is now open for public comments.

The FDL stipulates that the measures for the management of position limits and
hedging shall be formulated by the futures regulatory authority under the State

Council. In order to implement the legal requirements and better fit for the existing

regime, CSRC summarized the practical experience of supervision and drafted the

Interim Provisions, taking into account the current development of the futures market

and the needs of supervision. The Interim Provisions focus on summarizing and

sorting out the prevailing practices and experience of the futures market in the past

years, and provide for the definitions, formulation or adjustment of regulatory

principles, applicability, and obligations of all parties involved in the basic systems of

position limits, hedging, large position reporting, and position consolidation, in order

to enhance the systematic and targeted management of positions and improve the

regulatory effectiveness of the futures market. The deadline for feedback submission

is January 29, 2023.

http://www.csrc.gov.cn/csrc/c101981/c6939676/content.shtml

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