Page 52 - 期货和衍生品行业监管动态（2022年7月）

期货和衍生品行业监管动态

每周持仓报告向市场参与者提供了特定商品衍生品和碳排放配额衍生品的

持仓者数量及其持仓规模的透明度，并按交易对手方类别进行分类。每周由交易

场所发布这些报告，并由 ESMA 集中发布。

此次意见是 ESMA 继 2022 年 3 月发布的关于欧盟碳市场报告的后续行动。
在该报告中，ESMA 发现了已发布的每周报告中关于第三国金融交易对手方分类

不一致的问题，并承诺将持续跟进。

下一步

各成员国监管机构应确保交易场所在此次意见发布后的 3 个月内，在每周报

告中反映修订后的分类。

18. ESMA Explains Classification of Third-Country Counterparties in Weekly

Position Reports (2022/7/12)

The European Securities and Markets Authority (ESMA), the EU’s securities

markets regulator, has today released an Opinion on the classification of third-country

counterparties. This clarifies how third-country financial entities should be classified

in the weekly positions reports on commodity derivatives and emission allowances

derivatives under MiFID II.

The Opinion states that for the purpose of the weekly position reports,

third-country financial entities should be classified as they would be classified if they

were established in the EU. Its aim is to improve the quality and consistency of these

reports.

Weekly position reports provide transparency to market participants on the

number of position holders, and the size of their positions, in certain commodity

derivatives and emission allowances derivatives, with a breakdown per category of

counterparties. Those reports are published every week by trading venues, as well as
in a centralised manner by ESMA.

Today ’ s Opinion is a follow-up to ESMA ’ s report on the EU carbon

market published in March 2022. In the report, we identified an issue related to the

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