Page 44 - 期货和衍生品行业监管动态（2022年7月）

期货和衍生品行业监管动态

息，使得 ESMA 能够准确评估申请人是否已建立了所有必要制度以满足条例要

求。

建议的修正来源于：

1.自 2022 年 1 月起，将监管第三国认可的管理人职责移交至 ESMA；以及

2.需要就当前 RTS 已要求提供的信息进行进一步说明或提供额外信息。

下一步

ESMA 将在修订 RTS 草案提交至欧盟委员会审议并通过最终法律文本时，

考虑此次征求意见所收到的反馈。利益相关方应在 2022 年 9 月 9 日前进行反馈。

14. ESMA Consults on Rules for Recognition under the Benchmarks Regulation

(2022/7/8)

The European Securities and Markets Authority (ESMA), the EU’s securities
markets regulator, has launched a consultation on amendments to the Regulatory

Technical Standards (RTS) under the Benchmarks Regulation (BMR). The proposed

amendments cover the form and content of an application for recognition.

Proposed amendments to the RTS

ESMA’s objective for this review is to align the information provided in a

recognition application with the changes introduced to the BMR in the ESAs Review.

It also aims at ensuring that the application includes all relevant information to enable

ESMA to assess whether the applicant has established all the necessary arrangements

to fulfil the Regulation’s requirements.

The proposed changes come from the:

1.transfer of supervisory responsibilities over third country recognised
administrators to ESMA as of January 2022; and

2.need to request additional information or provide further specifications on

some information already requested under the current RTS.

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