Page 51 - 期货和衍生品行业监管动态(2025年12月)
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期货和衍生品行业监管动态
塞浦路斯是欧盟/欧洲经济区内提供跨境投资服务企业的主要注册地,
占持有通行许可企业的 21%,卢森堡(15%)和德国(13%)紧随其
后。
德国、法国、西班牙和意大利是零售客户接受其他成员国跨境服务的
最主要目的地。
这些洞见将帮助 ESMA 及各成员国监管机构更好地理解与监管欧盟/欧洲经
济区内企业提供的跨境投资服务。
下一步
ESMA 将于 2026 年开展下一轮数据收集工作。
ESMA Publishes 2024 Data on Cross-border Investment Activity of Firms
(2025/12/22)
The European Securities and Markets Authority (ESMA), the EU’s financial
markets regulator and supervisor, in cooperation with National Competent Authorities
(NCAs), completed an analysis of the cross-border provision of investment services in
2024.
Data was gathered from investment firms across 30 jurisdictions in the EU/EEA.
The main findings include:
Around 370 financial firms provided cross-border services to retail
clients.
Approximately 10.5 million clients in the EU/EEA received investment
services from firms located in other Member States.
Compared to 2023:
o The number of firms decreased by 4%.
The number of retail clients rose by 32%.
o
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