Page 51 - 期货和衍生品行业监管动态(2025年12月)
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期货和衍生品行业监管动态




                              塞浦路斯是欧盟/欧洲经济区内提供跨境投资服务企业的主要注册地,

                               占持有通行许可企业的 21%,卢森堡(15%)和德国(13%)紧随其

                               后。


                              德国、法国、西班牙和意大利是零售客户接受其他成员国跨境服务的

                               最主要目的地。


                        这些洞见将帮助 ESMA 及各成员国监管机构更好地理解与监管欧盟/欧洲经

                   济区内企业提供的跨境投资服务。


                        下一步


                        ESMA 将于 2026 年开展下一轮数据收集工作。


                   ESMA Publishes 2024 Data on Cross-border Investment Activity of Firms

                   (2025/12/22)


                        The European Securities and Markets Authority (ESMA), the EU’s financial

                   markets regulator and supervisor, in cooperation with National Competent Authorities

                   (NCAs), completed an analysis of the cross-border provision of investment services in

                   2024.


                        Data was gathered from investment firms across 30 jurisdictions in the EU/EEA.


                        The main findings include:



                              Around 370 financial firms provided cross-border services to retail

                               clients.


                              Approximately 10.5 million clients in the EU/EEA received investment

                               services from firms located in other Member States.


                              Compared to 2023:



                                   o  The number of firms decreased by 4%.

                                      The number of retail clients rose by 32%.
                                   o


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