Page 23 - 期货和衍生品行业监管动态（2025年11月）

期货和衍生品行业监管动态

Disaster Recovery Test on Saturday, 25 October.

The test focused on validating communications between primary and backup

sites across the cleared derivatives ecosystem, including front- and back-office

operations.

Participants verified round-trip connectivity and process recovery with

derivatives exchanges and clearinghouses, ensuring robust continuity protocols are in

place.

More than 100 organizations took part in the exercise, including exchanges,

regulators, clearinghouses, futures commission merchants, service providers,

executing brokers and software vendors. Their collaboration underscores the

industry’s shared dedication to protecting clients, data, networks, and operations from

evolving cyber threats—ranging from theft and disruption to destruction.

“FIA remains focused on strengthening the operational resilience of global

markets,” said Don Byron, head of global industry operations and execution at FIA.

“This year’s DR test demonstrates the power of coordinated action and the importance

of preparedness in safeguarding the resilience of our market infrastructure.”

https://www.fia.org/fia/articles/fia-successfully-executes-2025-disaster-recovery-test

4. 全球标准制定机构发布评估报告和征求意见报告 为一般业务风险及一般业

务损失提供指引（2025 年 11 月 7 日）

 国际清算银行支付与市场基础设施委员会（CPMI）与国际证监会组织

（IOSCO）联合发布了一份关于一般业务风险的实施监测报告，以及一

份关于金融市场基础设施（FMIs）管理一般业务风险与一般业务损失的

征求意见报告。

 评估报告指出了与金融市场基础设施管理一般业务风险及其为覆盖潜

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