Page 8 - 期货和衍生品行业监管动态（2025年10月）
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期货和衍生品行业监管动态
Collective Effort to Safeguard our Financial System from Illicit Activities
(2025/10/31)............................................................................................................................ 27
中国香港.................................................................................................................................. 29
14. 香港证券及期货事务监察委员会建议优化香港零售基金守则以提升全球竞争
力（2025 年 10 月 22 日）....................................................................................................29
SFC Proposes to Enhance Hong Kong’s Retail Fund Code to Bolster Global
Competitiveness (2025/10/22)...............................................................................................29
境内资讯.................................................................................................................................. 32
中国人民银行 the People’s Bank of China.................................................................... 32
1. 中国人民银行关于《金融机构客户受益所有人识别管理办法（征求意见稿）》
公开征求意见的通知（2025 年 10 月 11 日）....................................................................32
Notice of the People’s Bank of China on Soliciting Public Comments on the
Administrative Rules on the Identification of Client Beneficial Owner by Financial
Institutions (Draft for Comments) (2025/10/11)................................................................... 32
财政部 Ministry of Finance............................................................................................. 32
2. 财政部、税务总局关于黄金有关税收政策的公告（2025 年 11 月 1 日）........ 32
Announcement of Ministry of Finance and State Taxation Administration on
Gold-related Tax Policy (2025/11/1).....................................................................................32
金融监管机构 Financial Regulatory...............................................................................32
3. 中国证监会、财政部就《证券期货违法行为吹哨人奖励工作规定（征求意见稿）》
公开征求意见的通知（2025 年 9 月 30 日）......................................................................32
Notice of China Securities Regulatory Commission and Ministry of Finance on
Soliciting Public Comments on the Provisions on Rewarding Whistleblowers for
Securities and Futures Violations (Draft for Public Comment) (2025/9/30)......................33
4. 中国证监会发布《证券期货业业务域数据元规范 第 4 部分：证券交易所》等 3
3
