Page 13 - 期货和衍生品行业监管动态（2025年10月）

期货和衍生品行业监管动态

26. 上海期货交易所关于黄金期货出入库及发票流程等事项的通知（2025 年 11 月

2 日）...................................................................................................................................... 40

Announcement of Shanghai Futures Exchange on Matters Concerning Warehouse

Load-in and Load-out and Invoice Procedures for Gold Futures (2025/11/2)................40

 结算机构 Clearing House................................................................................................ 40

27. 中国证券登记结算有限责任公司关于合格境外机构投资者和人民币合格境外

机构投资者参与股票期权有关事项的通知（2025 年 9 月 30 日）................................. 40

Notice of China Securities Depository and Clearing Corporation Limited on the

Matters Regarding the Participation of Qualified Foreign Institutional Investors and

RMB Qualified Foreign Institutional Investors in Stock Option Transaction (2025/9/30).

................................................................................................................................................. 40

28. 中国证券登记结算有限责任公司关于修订发布《中国证券登记结算有限责任
公司特殊机构及产品证券账户业务指南》的通知（2025 年 10 月 27 日）................... 40

Notice of China Securities Depository and Clearing Corporation Limited on

Revising and Issuing the Business Guidlines for Securities Accounts of Special

Institutions and Products (2025/10/27)................................................................................. 40

 行业协会 Association....................................................................................................... 41

29. 中国期货业协会关于发布《＜期货经纪合同＞指引（适用于境外经纪机构委

托期货公司从事境内期货交易）》的通知（2025 年 10 月 9 日）................................... 41

Notice of China Futures Association on Releasing the Guidelines for Futures

Brokerage Contracts (Applicable to Domestic Futures Trading Executed by Futures

Companies Entrusted by Overseas Brokerage Institutions) (2025/10/9).............................41

30. 中国期货业协会关于就《期货公司发布期货研究报告执业指引（征求意见稿）》

公开征求意见的通知（2025 年 10 月 10 日）....................................................................41

Notice of China Futures Association on Soliciting Public Comments on the

8