Page 38 - 期货和衍生品行业监管动态（2025年10月）

期货和衍生品行业监管动态

Firms must not push elective professional or redirection promotions onto their

retail clients. The FCA will take action against firms breaking the rules. The FCA will

continue to target finfluencers touting financial services products illegally.

Mark Francis, director of sell-side markets at the FCA, said:

‘CFDs are complex, high-risk products. The protections given to retail investors

under our rules save UK consumers millions each year. We are concerned that some

firms are trying to get people to invest more than they can afford to lose. Investors

should be very wary of CFD firms attempting to bypass our rules in this way and of

those on social media touting investments which look too good to be true.’

Under the Consumer Duty, consumers must receive communications they

understand and products and services that meet their needs and offer fair value. The

FCA’s InvestSmart campaign has useful tools to help people make more informed

investment decisions.

https://www.fca.org.uk/news/press-releases/fca-warns-investors-cfds-risk-losing-out-p

rotections

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