Page 8 - 期货和衍生品行业监管动态(2025年9月)
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期货和衍生品行业监管动态
Requirements for Swap Dealers and Major Swap Participants (2025/9/24)...................19
境外资讯——欧盟.................................................................................................................. 20
14. 地缘政治不确定性的加剧推升市场风险(2025 年 9 月 9 日)........................ 20
Heightened Geopolitical uncertainties Drive Risks (2025/9/9)................................. 22
15. 欧盟监管当局要求金融机构在不确定与波动时期警惕稳定性风险(2025 年 9
月 19 日)............................................................................................................................... 25
European Supervisors Tell Financial Institutions to Stay Alert to Stability Risks in
Uncertain and Volatile Times (2025/9/19)........................................................................... 26
16. 欧盟证券与市场管理局更新每周商品衍生品持仓报告操作指南(2025 年 9 月
25 日).................................................................................................................................... 28
ESMA Provides Updated Instructions for Weekly Commodity Derivative Position
Reporting (2025/9/25)............................................................................................................29
境外资讯——英国.................................................................................................................. 30
17. 英国金融行为监管局牵头全球整治非法投资推广行动中三名涉案“金融影响
者”首次出庭(2025 年 9 月 10 日)....................................................................................30
First Court Appearance for Three ‘Finfluencers’ Charged in FCA-led Global
Crackdown on Illegal Promotions (2025/9/10)................................................................... 31
境外资讯——新加坡.............................................................................................................. 34
18. 新加坡金融管理局与中国证券监督管理委员会举行第九届圆桌会议 加强市
场互联互通(2025 年 9 月 23 日)......................................................................................34
MAS and CSRC hold 9th Roundtable to Strengthen Market Connectivity
(2025/9/23).............................................................................................................................. 34
19. 新加坡金融管理局推出促进负责任网络金融内容的倡议并向内容创作者发出
劝告信(2025 年 9 月 25 日)..............................................................................................35
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