Page 9 - 期货和衍生品行业监管动态（2024年1月）

期货和衍生品行业监管动态

Circular to Licensed Corporations: Participation in Cross-Boundary Wealth

Management Connect Pilot Scheme (2024/1/24)................................................................52

19. 香港证券及期货事务监察委员会向合格持牌法人发出有关参与跨境理财通的

指引（2024 年 1 月 24 日）..................................................................................................54

SFC Issues Guidance to Eligible Licensed Corporations on Participation in Wealth

Management Connect Scheme (2024/1/24)......................................................................... 55

境内资讯.................................................................................................................................. 57

 金融监管机构 Financial Regulatory Authority.............................................................57

1. 中国证监会有关部门负责人答记者问（2024 年 1 月 4 日）.............................. 57

Question and Answer Session by the Head of the Relevant Department of the

China Securities Regulatory Commission (2024/1/4)........................................................ 57

2. 中国证监会召开 2024 年系统工作会议（2024 年 1 月 26 日）.......................... 58

China Securities Regulatory Commission Held the 2024 Systematic Meeting

(2024/1/26).............................................................................................................................. 58

 交易所 Exchange.............................................................................................................. 59

3. 大连商品交易所关于 2023 年 12 月异常和违规交易行为查处情况的通告（2024

年 1 月 3 日）......................................................................................................................... 59

Announcement of Dalian Commodity Exchange on the Investigation and Penalties

of Abnormal Trading Behaviors and Violations for December 2023 (2024/1/3)............59

4. 上海期货交易所关于调整铜等品种交割手续费的通知（2024 年 1 月 5 日）..59

Notice of Shanghai Futures Exchange on Adjusting the Delivery Fee for Copper

and Other Commodities Futures Contracts (2024/1/5)..................................................... 59

5. 上海国际能源交易中心关于调整原油等品种交割手续费的通知（2024 年 1 月 5

日）......................................................................................................................................... 59