Page 8 - 期货和衍生品行业监管动态(2023年7月刊)
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期货和衍生品行业监管动态
CFTC Approves Final DCO Reporting and Information Requirement and Three
Proposals at the Commission Open Meeting(2023/7/26) ............................................. 28
境外资讯——欧盟 .............................................................................................................. 31
13. 欧盟证券与市场管理局发现降低能源衍生品交易波动措施的合理设置(2023
年 6 月 30 日) ..................................................................................................................... 31
ESMA Finds Adequate Setup of Measures to Reduce Volatility in Trading of
Energy Derivatives (2023/6/30) ........................................................................................... 31
14. 欧盟证券与市场管理局发布关于牌照通行新修订技术标准的报告(2023 年 7
月 11 日) ............................................................................................................................. 33
ESMA Publishes Final Report on Revised Technical Standards for Passporting
(2023/7/11) ............................................................................................................................. 33
15. 欧盟证券与市场管理局拟对反顺周期性保证金措施的技术标准进行修订
(2023 年 7 月 19 日) ........................................................................................................ 34
ESMA Proposes Revised Technical Standards on Anti-procyclicality Margin
Measures(2023/7/19) ....................................................................................................... 35
境外资讯——英国 .............................................................................................................. 37
16. 英国金融行为监管局计划修订社交媒体指南(2023 年 7 月 17 日)............. 37
Social Media Guidance Set for Revamp (2023/7/17) ................................................ 38
境外资讯——中国香港 ...................................................................................................... 40
17. 对场外衍生工具监管制度下的金融服务提供者名单进行年度更新(2023 年 6
月 28 日) ............................................................................................................................. 40
Annual Update to The List of Financial Services Providers under The OTC
Derivatives Regulatory Regime(2023/6/28) .................................................................. 40
境内资讯 .............................................................................................................................. 42
法律与监管 Laws and Regulations ............................................................................. 42
1. 中国证监会同意碳酸锂期货及期权注册(2023 年 7 月 7 日) ........................ 42