Page 8 - 期货和衍生品行业监管动态(2023年7月刊)
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期货和衍生品行业监管动态




                             CFTC Approves Final DCO Reporting and Information Requirement and Three

                        Proposals at the Commission Open Meeting(2023/7/26) ............................................. 28

                         境外资讯——欧盟 .............................................................................................................. 31


                             13.  欧盟证券与市场管理局发现降低能源衍生品交易波动措施的合理设置(2023

                        年 6 月 30 日) ..................................................................................................................... 31


                             ESMA  Finds  Adequate  Setup  of  Measures  to  Reduce  Volatility  in  Trading  of

                        Energy Derivatives (2023/6/30) ........................................................................................... 31

                             14.  欧盟证券与市场管理局发布关于牌照通行新修订技术标准的报告(2023 年 7

                        月 11 日) ............................................................................................................................. 33


                             ESMA Publishes Final Report on Revised Technical Standards for Passporting

                        (2023/7/11) ............................................................................................................................. 33


                             15.  欧盟证券与市场管理局拟对反顺周期性保证金措施的技术标准进行修订

                        (2023 年 7 月 19 日) ........................................................................................................ 34


                             ESMA  Proposes  Revised  Technical  Standards  on  Anti-procyclicality  Margin

                        Measures(2023/7/19) ....................................................................................................... 35

                         境外资讯——英国 .............................................................................................................. 37


                             16.  英国金融行为监管局计划修订社交媒体指南(2023 年 7 月 17 日)............. 37


                             Social Media Guidance Set for Revamp (2023/7/17) ................................................ 38

                         境外资讯——中国香港 ...................................................................................................... 40


                             17.  对场外衍生工具监管制度下的金融服务提供者名单进行年度更新(2023 年 6

                        月 28 日) ............................................................................................................................. 40


                             Annual  Update  to  The  List  of  Financial  Services  Providers  under  The  OTC
                        Derivatives Regulatory Regime(2023/6/28) .................................................................. 40


                         境内资讯 .............................................................................................................................. 42

                           法律与监管  Laws and Regulations ............................................................................. 42


                             1.  中国证监会同意碳酸锂期货及期权注册(2023 年 7 月 7 日) ........................ 42
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