Page 55 - 期货和衍生品行业监管动态（2023年7月刊）

期货和衍生品行业监管动态

the list of Financial Services Providers (FSP List) (Note 1) under the Clearing Rules of

over-the-counter (OTC) derivatives regulatory regime.

Having considered the market feedback, the HKMA and SFC will proceed with

the proposed changes to the FSP List as set out in the joint consultation paper (Note 2).

The consultation conclusions paper and the updated FSP List are available on the

websites of the HKMA and SFC (Note 3).

Notes:

1. The FSP List includes entities that meet the following two criteria:

(a) They belong to a group of companies appearing on the list of global

systemically important banks published by the Financial Stability Board, or on the list

of dealer groups which undertook to the OTC Derivatives Supervisors Group to work

collaboratively with central counterparties, infrastructure providers and global

supervisors to make structural improvements to the global OTC derivatives markets;

and

(b) They are clearing members of the largest central counterparties offering
clearing for interest rate swaps in the United States, Europe, Japan and Hong Kong.

2. See the April 2023 joint consultation paper on the annual update to the FSP List.

3. The updated FSP List will be gazetted during the fourth quarter of 2023 for

implementation on 1 January 2024.

https://apps.sfc.hk/edistributionWeb/gateway/EN/news-and-

announcements/news/doc?refNo=23PR72

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