Page 97 - 《期货和衍生品行业监管动态》（2022年合集）

期货和衍生品行业监管动态

Nikhil Rathi 表示：“我们的新战略使 FCA 能够更迅速地应对快速变化的金

融服务行业。这将会为我们不断改善利益相关者的利益、对经济和地缘政治的发

展做出迅速反应奠定基础。”

FCA Launches Three-year Strategy to Improve Outcomes（FCA 2022/4/7）

 Resources focused on outcomes to prevent serious harm, set higher standards and

promote competition

 80 new roles created to shut down problem firms

The FCA has launched a new strategy to improve outcomes for consumers and in

markets throughout the UK.

As the FCA’s remit is broad and growing, the three-year strategy prioritises

resources to prevent serious harm, set higher standards and promote competition. The
regulator will also, for the first time, hold itself accountable against published

outcomes and performance metrics.

A key focus of the strategy is shutting down problem firms, which do not meet

basic regulatory standards. The FCA is recruiting 80 employees to work on the

initiative, which will protect consumers from potential fraud, poor treatment and

create a better market.

In the development of the strategy, the FCA has calculated that for every pound

spent on its operations, consumers and small businesses benefit by at least £11. The

regulator has also considered the rising cost of living, which could drive greater

demand for credit products and lead consumers to look for new ways to manage and

make more of their money. The FCA will continue to work closely with the UK

Government and Bank of England in response to the war in Ukraine.

The strategy builds on activities launched last July, when Nikhil Rathi, Chief

Executive of the Financial Conduct Authority, committed the regulator to become

more innovative, assertive and adaptive and transform the FCA into a data-led

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