Page 668 - 《期货和衍生品行业监管动态》（2022年合集）

期货和衍生品行业监管动态

China Securities Regulatory Commission has amended the Interim Rules on
Whistleblowing of Securities and Futures Laws and Regulation Violation (CSRC

Announcement [2020] No. 7), based on which the Rules on Whistleblowing of

Securities and Futures Laws and Regulation Violation (Draft for Comments) was

formulated.

The Draft for Comments contains 24 provisions. the main amendments are as

follows:

Improving the whistleblower reward system via an increase in rewards. Insiders

with significant contributions who blew the whistle will be eligible for a substantial

increase in the maximum amount of rewards.

Connecting the 12386 Service Platform. The 12386 Service Platform will be the

new platform for reports of clues for illegal activities pertaining to securities and

futures. The working mechanism for processing reports received and referred will also
be clarified by the amendments.

Strengthening the Enforcement on Reports. Upon receiving an eligible report, the

receiver of the report must register and take appropriate ways to verify the situation,

and take relevant measures to enforce relative laws and regulations.

The period for feedback will end on December 25, 2022.

http://www.csrc.gov.cn/csrc/c101981/c6698103/content.shtml

6. 中国证监会启动深证 100ETF 期权上市工作（2022 年 11 月 25 日）

为丰富多层次资本市场产品体系，中国证监会启动深证 100ETF 期权上市工

作，按程序批准深交所上市深证 100ETF 期权。深证 100ETF 期权是境内首只基

于深证 100 指数的场内期权品种，创新蓝筹特色鲜明，与现有 ETF 期权品种形

成良好互补。

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