Page 584 - 《期货和衍生品行业监管动态》(2022年合集)
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期货和衍生品行业监管动态




                             Reply to Parliamentary Question on the Need for More Monetary Policy
                        Tightening and Targeted Measures to Rein in Food and Accommodation Prices


                        (2022/11/9)............................................................................................................................ 553

                             20. 新加坡金融管理局关于新加坡金融行业脆弱性程度问题的答复(2022 年 11

                        月 7 日)............................................................................................................................... 554


                             Reply to Parliamentary Question on extent of vulnerability of the financial sector

                        in Singapore (2022/11/7)......................................................................................................556


                             21. 英国与新加坡深化在金融科技领域的合作并加强金融合作(2022 年 11 月 25

                        日)....................................................................................................................................... 558


                             UK and Singapore Deepen Collaboration in FinTech and Strengthen Financial

                        Cooperation (2022/11/25)....................................................................................................562


                         境外资讯——中国香港..................................................................................................... 567


                             22. 香港证监会谴责 Swiss-Asia Asset Management (HK) Limited 违反监管规定
                        并处以罚款 300 万元(2022 年 11 月 8 日)....................................................................567


                             SFC Reprimands and Fines Swiss-Asia Asset Management (HK) Limited $3

                        Million for Regulatory Breaches (2022/11/8)....................................................................568


                             23. 香港证监会发表有关持仓限额制度的征求意见反馈总结并建议作出进一步修

                        订(2022 年 11 月 22 日)..................................................................................................571


                             SFC Concludes Consultation on the Position Limit Regime and Proposes Further

                        Changes (2022/11/22)...........................................................................................................572


                             24. 香港证监会与中国证监会举行高层执法合作会议(2022 年 11 月 25 日).574


                             SFC and CSRC Hold High-level Enforcement Cooperation Meeting (2022/11/25)575


                             25. 香港证监会就期货交易活动的风险管理指引征求意见(2022 年 11 月 25 日) 577


                             SFC Consults on Risk Management Guidelines for Futures Dealing Activities
                        (2022/11/25).......................................................................................................................... 578





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