Page 570 - 《期货和衍生品行业监管动态》（2022年合集）

期货和衍生品行业监管动态

ACER - ESMA 联合工作组将为扩大能源和能源衍生品市场监控方面的合作

提供一个框架。ACER 和 ESMA 也准备在未来的其他领域展开合作，可能会是

在欧盟委员会目前正在考虑的新液化天然气基准方面，并且加强对能源市场风险

的监控，有助于维护欧盟市场的金融稳定。

ACER 和 ESMA 致力于促进对能源和金融衍生品批发市场的监督管理，支

持 NRAs 和 NCAs 对可能违反规则的行为进行有效执法，并协助欧盟委员会开展

工作。

ACER and ESMA Enhance Cooperation to Strengthen Oversight of Energy and

Energy Derivative Markets (2022/10/18)

The EU Agency for the Cooperation of Energy Regulators (ACER) and the
European Securities and Markets Authority (ESMA) are strengthening their

cooperation to further improve information exchange and avoid potential market

abuse in Europe’s spot and derivative markets.

The two EU agencies have a long-established cooperative relationship

considering the interlinkages between spot and derivative energy markets. One of the

fora where this cooperation takes place is the Energy Trading Enforcement Forum

(ETEF) where the energy National Regulatory Authorities (NRAs), the financial

National Competent Authorities (NCAs), ESMA and ACER discuss implementation

issues concerning market abuse rules and share their experience in relation to their

supervisory activity and enforcement actions to ensure consistency across the EU.

New joint ACER–ESMA Task Force

Market manipulation and its effects may occur across borders, between
electricity and gas markets and across financial and commodity markets, including in

emission allowances. Regulatory oversight of potential market abuse of the trading in
energy and financial products falls under two EU regulatory frameworks, namely the

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