Page 58 - 期货和衍生品行业监管动态（2022年9月）

期货和衍生品行业监管动态

境内资讯

 法律与监管 Laws and Regulations

1. 中国证监会公布 2022 年期货公司分类结果（2022 年 9 月 2 日）

近期，根据《期货公司分类监管规定》，经期货公司自评、派出机构初审，

由中国证监会有关部门、期货交易所、中国期货市场监控中心、中国期货业协会

等单位代表组成的期货公司分类评审委员会复核并审议确定了 2022 年期货公司

分类评价结果。

1. China Securities Regulatory Commission Announces the 2022 Classification

Results on Futures Companies (2022/9/2)

In accordance with the Provisions on the Classification-based Supervision of
Futures Company, the Futures Company Classification Review Committee, consisting

of representatives from the relevant departments of the CSRC, Futures Exchanges, the

China Futures Market Monitoring Center, the China Futures Association and other

entities, has recently reviewed and determined the 2022 classification results on

futures companies after the self-evaluation by futures companies and preliminary

examination by the regional offices of the CSRC.

http://www.csrc.gov.cn/csrc/c100028/c5604968/content.shtml

2. 中国证监会启动 3 只 ETF 期权品种上市工作（2022 年 9 月 2 日）

为丰富多层次资本市场产品体系，证监会启动 3 只 ETF 期权品种上市工作，

将按程序批准上交所上市中证 500ETF 期权，深交所上市创业板 ETF 期权、中证

500ETF 期权。

2. China Securities Regulatory Commission Launches the Listing of Three ETF

Options (2022/9/2)

In order to enrich the multi-level capital market product system, the China

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