Page 54 - 期货和衍生品行业监管动态（2022年6月）

期货和衍生品行业监管动态

1. As a statutory body, the SFC’s work is defined and governed by the
SFO, which sets out its powers, roles and responsibilities, including its

investigative, remedial and disciplinary powers.

2. Section 213 of the SFO enables the SFC to apply to the Court of

First Instance for injunctions and other orders, including an order to restore

the parties to any transaction to the position in which they were before the

transaction was entered into.

3. This would also apply to derivatives of these securities.

4. Section 103 of the SFO prohibits the issue of advertisements and

other documents containing prescribed content unless the issue has been

authorised by the SFC. By virtue of the application of section 103(3)(k), this
prohibition currently does not apply to advertisements and other documents

made in respect of investment products which are or are intended to be sold
only to professional investors, eg, individuals having a portfolio valued at not

less than $8 million.

https://apps.sfc.hk/edistributionWeb/gateway/EN/news-and-announcements/news/doc?

refNo=22PR36

19. 跨机构督导小组公布推出信息和数据库以及其他推动香港绿色和可持续金

融发展的工作进展 （2022 年 6 月 21 日）

绿色和可持续金融跨机构督导小组（督导小组）公布最新进展及接下来的工

作方向，以提升香港在绿色和可持续金融方面的领先地位，支持金融体系迈向碳

中和。

绿色和可持续金融中心

中心致力于提升金融业界的技能以及充实人才和数据资源，我们欣然公布在

以下领域取得进展：

41 / 64