Page 63 - 期货和衍生品行业监管动态（2025年11月）

期货和衍生品行业监管动态

境内资讯

 中国人民银行 the People’s Bank of China

1. 中国人民银行、国家金融监督管理总局、中国证券监督管理委员会发布《金

融机构客户尽职调查和客户身份资料及交易记录保存管理办法》（2025 年 11 月

28 日）

The People’s Bank of China, the National Financial Regulatory Administration,

and the China Securities Regulatory Commission Issues the Administrative

Measures for Customer Due Diligence and Recordkeeping of Customer Identity

Information and Transaction Records by Financial Institutions (2025/11/28)

http://www.pbc.gov.cn/tiaofasi/144941/144957/5916164/index.html

 金融监管机构 Financial Regulatory

2. 中国证监会同意铂、钯期货和期权注册（2025 年 11 月 7 日）

近日，中国证监会同意广州期货交易所铂、钯期货和期权注册。证监会将督

促广州期货交易所做好各项准备工作，确保铂、钯期货和期权的平稳推出和稳健

运行。

China Securities Regulatory Commission Agrees to Register Platinum and

Palladium Futures and Options (2025/11/7)

China Securities Regulatory Commission (CSRC) has recently agreed to register

platinum and palladium futures and options developed by the Guangzhou Futures

Exchange. As the next step, the CSRC will supervise the Guangzhou Futures

Exchange to complete the to-do list for ensuring the smooth launch and sound

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