Page 45 - 期货和衍生品行业监管动态（2025年9月）

期货和衍生品行业监管动态

4.本次起诉是 FCA 打击金融影响者非法金融推广的一部分。2025 年 6 月，

FCA 牵头协调六国九家监管机构开展国际执法行动，行动期间实施了逮捕、问

询、禁止令等措施，并向社交媒体平台和网站发出超 650 条内容移除要求。

5.金融影响者是指，通过社交媒体平台推广金融产品并向粉丝分享观点建议

的个人。多数从业者是合法展业，但部分个体通过在线视频和帖子非法推广产品

或服务，常以虚构的奢华生活假象误导受众。

6.差价合约（CFD）属于高风险衍生品。FCA 曾指出，80%的客户因投资差

价合约遭受亏损。该类产品通常具有高杠杆性，通过借贷放大收益，可能导致投

资者的损失超过其本金。英国已对向散户客户销售和营销差价合约及类似期权产

品实施严格限制，FCA 将持续开展相关工作以减少该领域对消费者的损害。

7.消费者可通过 FCA 的 Firm Checker 核实机构是否获得授权以及其提供的

服务是否获得许可。FCA 的 InvestSmart 页面提供有助于消费者做出更明智投资

决策的相关信息。

First Court Appearance for Three ‘Finfluencers’ Charged in FCA-led Global

Crackdown on Illegal Promotions (2025/9/10)

Charles Hunter, Kayan Kalipha and Luke Desmaris appeared before

Westminster Magistrates’ Court, each individually charged with an offence
relating to their social media posts.

The individuals – often referred to as ‘finfluencers’ – are alleged to have

encouraged social media followers to invest in foreign exchange (forex or FX) trading

through high-risk products known as contracts for difference, without having the

authorisation to promote these investments.

The charges follow the FCA’s announcement in June 2025 of a coordinated

global enforcement action targeting illegal financial promotions by finfluencers across

multiple jurisdictions. As part of that operation, the FCA authorised criminal

proceedings against these three individuals.

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