Page 8 - 期货和衍生品行业监管动态（2024年5月）

期货和衍生品行业监管动态

13. “金融影响者”被指控推广未经授权交易计划（2024 年 5 月 16 日）...............29

‘Finfluencers’ Charged for Promoting Unauthorised Trading Scheme (2024/5/16)..

......................................................................................................................................... 30

境外资讯——新加坡.............................................................................................................. 31

14. 日本与新加坡续签双边互换协议（2024 年 5 月 21 日）.................................. 31

Renewal of Bilateral Swap Arrangement between Japan and Singapore (2024/5/21)

................................................................................................................................................. 31

中国香港.................................................................................................................................. 33

15. 中国人民银行、香港证券及期货事务监察委员会、香港金融管理局联合新闻

稿——优化“互换通”机制安排促进中国金融市场高水平对外开放（2024 年 5 月 13 日）

................................................................................................................................................. 33

Joint Press Release of the PBOC, the SFC and the HKMA on Swap Connect

Enhancements to Advance High-quality Opening-up of China’s Financial Markets

(2024/5/13).............................................................................................................................. 34

境内资讯.................................................................................................................................. 36

 金融监管机构 Financial Regulatory Authority.............................................................36

1. “长牙带刺”“严监严管”证监会持续加大证券期货违法行为打击力度——中国证

监会 2023 年执法情况综述（2024 年 5 月 15 日）........................................................... 36

“Tough and Stringent” Enforcement: CSRC Continues to Strengthen Crackdown

on Securities and Futures Violations——Summary of the China Securities Regulatory

Commission’s Enforcement in 2023 (2024/5/15)................................................................ 36

2. 中国证监会关于完善证券期货纠纷多元化解机制 深入推进诉源治理的工作方

案（2024 年 5 月 15 日）......................................................................................................37

Work Plan of China Securities Regulatory Commission on Improving the

Diversified Resolution Mechanism of Securities and Futures Disputes and Further

3