Page 7 - 期货和衍生品行业监管动态（2025年1月刊）

期货和衍生品行业监管动态

OTC Clearing Hong Kong Limited (2025/1/13).................................................................12

境内资讯.................................................................................................................................. 14

 金融监管机构 Financial Regulatory...............................................................................14

1. 国家金融监督管理总局关于印发《金融机构非集中清算衍生品交易保证金管理

办法》的通知（2025 年 1 月 6 日）....................................................................................14

Notice of the National Financial Regulatory Administration on Issuing the

Administrative Measures on Margin for Non-centrally Cleared Derivatives Transactions

by Financial Institutions (2025/1/6)......................................................................................14

2. 中国证监会就《期货公司互联网营销管理规定（征求意见稿）》公开征求意见
（2025 年 1 月 10 日）..........................................................................................................14

The China Securities Regulatory Commission Solicits Public Comments on the

Provisions on Marketing via Internet by Futures Companies (Draft for Comments)

(2025/1/10).............................................................................................................................. 14

3. 中国证监会召开 2025 年系统工作会议（2025 年 1 月 13 日）.......................... 14

The China Securities Regulatory Commission Convened Work Conference of 2025

(2025/1/13).............................................................................................................................. 14

4. 中国证监会发布《中国证监会行政处罚裁量基本规则》（2025 年 1 月 17 日）

......................................................................................................................................... 15

The China Securities Regulatory Commission Issues the Basic Rules for

Administrative Penalty Discretion of the China Securities Regulatory Commission

(2025/1/17).............................................................................................................................. 15

5. 中国证监会关于就《期货市场程序化交易管理规定（试行）（征求意见稿）》

公开征求意见的通知（2025 年 1 月 17 日）......................................................................15

Notice of the China Securities Regulatory Commission on Soliciting Public

2